MN-2021-143 Trade Adjustments

Scheduled Maintenance Report for Small Exchange Public Status

Completed

The scheduled maintenance has been completed.

Posted May 14, 2021 - 13:18 CDT

Scheduled

Notice Date: May 14, 2021
To: Small Exchange Participants
Notice Number MN-2021-143
Subject: Trade Adjustments

The Small Exchange, Inc. promotes fair and orderly markets. In specific circumstances, including when trades occur at a price outside the Non-Reviewable range pursuant to Appendix A of the Rulebook, the Small Exchange may adjust the trade(s); provided such adjustments are to a price consistent with Exchange Rules.

Consistent with this approach, on May 14, 2021, between 8:58 AM CT and 8:59 AM CT, 2 trades in S30YK21 were executed at 24.68 and 24.48. These trades have been price adjusted to 23.85.

For More Information
Small Exchange Operations
ops@thesmallexchange.com

Posted May 14, 2021 - 12:48 CDT

This scheduled maintenance affected: SMFE Market Notices (Market Notices).